John P. Needham's Blog

Time for another look at the Customer Segregated Funds figures. CFTC compiled the data submitted by FCMs (1-FR reports) and from broker/dealer FOCUS reports. The data from September 30th, compiled by CFTC in the interim and published last week.

CFTC Report Page.

I take the CFTC report and sort it report by column J – customer segregated funds required. The sorted report is behind this link.

The top 5 comprise 53% of all Customer Seg Funds. All are FCM-Broker/Dealers.

Goldman
JP Morgan Securities
Newedge
Deutsche Bank Securities
UBS Securities

The top 5 above along with the next five comprise 77.3% of all Customer Seg Funds. Again, all are FCM-B/Ds. The second five are:

Citi
Merrill Lynch
Morgan Stanley
Credit Suisse Securities
Barclays Capital

The first FCM (non-B/D) is R.J. O’Brien, at 11th.

More later….

This entry was posted on November 13, 2012 at 12:15 am and is filed under CFTC, Customer Segregated Funds, FCM Data, Seg Funds. You can follow any responses to this entry through the RSS 2.0 feed. You can leave a response, or trackback from your own site.